THE NEWS: Webull Financial LLC offers securities trading to self‑directed customers and is registered with the U.S. Securities and Exchange Commission (SEC), while its affiliate Webull Futures LLC provides futures and cleared swaps trading as a CFTC‑registered Futures Commission Merchant and a member of the National Futures Association (NFA).
DETAILS:
Webull Financial LLC is a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC), the New York Stock Exchange (NYSE), NASDAQ and Cboe EDGX Exchange, Inc. (CBOE EDGX).
Webull Futures LLC is a CFTC‑registered Futures Commission Merchant, enabling cleared swaps trading for its clients.
Futures and cleared swaps trading involves substantial risk and is not suitable for all investors, as warned in the included risk disclosure statement.
Investors are encouraged to read the full Risk Disclosure Statement before engaging in futures or swaps trading.
FAQ
What regulatory bodies is Webull Financial LLC registered with?
Webull Financial LLC is registered with the U.S. Securities and Exchange Commission (SEC) and is a member of FINRA, SIPC, the New York Stock Exchange (NYSE), NASDAQ and Cboe EDGX Exchange, Inc., providing a broad regulatory framework for its securities trading services.
Which organization oversees Webull Futures LLC’s futures trading activities?
Webull Futures LLC operates as a Futures Commission Merchant registered with the Commodity Futures Trading Commission (CFTC) and is a member of the National Futures Association (NFA), ensuring compliance with U.S. futures market regulations.
What risk warning does the article provide for futures and cleared swaps trading?
The article warns that futures and cleared swaps trading involves substantial risk and is not suitable for all investors, urging readers to review the Risk Disclosure Statement before participating in such trading activities.
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